Rogge Dunn, Managing Partner, Rogge Dunn Group, PC to Speak at The Knowledge Group’s Event

Top Quote The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Rogge Dunn, Managing Partner, Rogge Dunn Group, PC will speak at its webcast entitled, “Commercial Litigation: Exploring Trends, Updates, and Challenges Amidst the COVID-19 Pandemic LIVE Webcast.” End Quote
  • (1888PressRelease) April 22, 2021 - This event is scheduled for Monday, April 19, 2021 from 3:00 pm to 4:00 pm (ET).

    For further details, please visit:

    About Rogge Dunn
    Rogge Dunn is a trial attorney and counselor for Fortune 500 companies, wirehouses and prominent Financial Advisors, executives and entrepreneurs. Dunn has developed a specialty involving significant matters in the financial industry. This includes regulatory issues, wrongful discharge, moving teams, OTRs, non-competes, the Protocol for Broker Recruiting, promissory note defense and forfeiture of deferred compensation.

    He has twice set the largest wrongful discharge arbitration award against Goldman Sachs for FAs in California. (Breaking Dunn’s own record). Most recently he obtained a $7.6 million Award against Goldman Sachs in a FINRA arbitration in Los Angeles.

    Dunn has won more than $2 billion in judgments and settlements for his clients. He has represented more than 10 FAs in Barron’s national top 100 financial advisors. Dunn has won million-dollar jury verdicts or arbitration awards in California, Texas, Louisiana and Arkansas.

    About Rogge Dunn Group, PC
    We have extensive experience handling a variety of matters across the U.S. in the financial industry space. Indeed, one of our partners, Josh Iacuone, is a licensed FINRA arbitrator. We have taken on and defeated the big firms like Goldman Sachs, BBVA, and UBS.

    We transition teams to new firms, handle TROs, fight off non-competes and non-solicits, ensure that the broker recruiting protocol is followed (for signatories), defend against promissory note enforcement, help financial advisors, Branch Managers and financial executives with severance, regulatory issues, letters of education and FINRA investigations. We have a track record of recovering FAs/RMs deferred compensation forfeited by former employers. We assist FAs, Branch Managers and financial executives protect their reputations, handle expungements and the marking and filing of U-4s and U-5s. We have represented more than a dozen of Barron’s national top 100 financial advisors.

    Commercial litigation is among the many areas of law affected by the impact of the COVID-19 pandemic, which resulted in several case delays and significant business litigation proceeding restrictions. Furthermore, the currently implemented remote hearings also add a great deal of uncertainty and this will likely continue for a period of time as in-person arrangements are not possible yet. These issues bring further complexities and challenges in the determination of proceedings and trials, thus creating a crucial need to be conversant with the nuances of the situation and other updates.

    In this LIVE CLE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will present an in-depth analysis of the current trends surrounding commercial litigation. Speakers will also discuss the implications of COVID-19 and offer the best strategies to devise effective litigation tactics even amidst the challenges of the pandemic.
    Some of the major topics that will be covered in this course are:
    • Commercial Litigation –Trends and Developments
    • COVID -19 Implications
    • Notable Court Rulings
    • Best Litigation Tips and Strategies
    • What Lies Ahead

    About The Knowledge Group
    Founded in November 2006, The Knowledge Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, human resources professionals, technology officers, and business consultants in a wide range of industries.

    The Knowledge Group strives to be the best-in-class provider of continuing education by bringing forth relevant content you can’t get anywhere else.

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