The Knowledge Group Has Scheduled a Live Webcast on Recent Trends and Key Issues in FINRA Arbitration and Enforcement
The Knowledge Group, the leading producer of regulatory-focused webcasts, announced today that it has scheduled a live webcast entitled: Recent Trends and Key Issues in FINRA Arbitration and Enforcement. This event is scheduled on November 13, 2023, from 12:00 PM to 1:00 PM ET.
- (1888PressRelease) October 27, 2023 - The Knowledge Group, the leading producer of regulatory-focused webcasts, announced today that it has scheduled a live webcast entitled: Recent Trends and Key Issues in FINRA Arbitration and Enforcement. This event is scheduled on November 13, 2023, from 12:00 PM to 1:00 PM ET.
Event Summary:
The FINRA arbitration and enforcement landscape has undergone significant transformations in recent years. Among these changes include revisions to the arbitrator selection process, proposed regulations on the use of artificial intelligence, and adaptations to expungement proceedings. These developments underscore FINRA’s commitment to fortifying dispute resolution and enhancing regulatory oversight.
Thus, to effectively navigate the changing landscape, practitioners must stay abreast of these evolving compliance requirements.
Join experienced securities arbitration practitioners Rebecca A. Beers (RumbergerKirk) and Debra A. Jenks, Esq. (Debra A. Jenks, P.A.) as they delve into the latest trends and pivotal developments in FINRA arbitration and enforcement. The speakers will also provide invaluable insights on the current regulatory focus as well as provide best practices for maintaining compliance in this dynamic financial environment.
Some of the major topics that will be covered in this course are:
• Regulatory Landscape: An Overview
• Analysis of Notable Arbitration Cases
• Enforcement Priorities and Strategies
• Emerging Dispute Resolution Trends
• Best Compliance Practices
Speakers/Faculty Panel
Rebecca Beers
Partner
RumbergerKirk
Debra A. Jenks, Esq.
Partner
Debra A. Jenks, P.A.
For an updated list of the faculty panel, please visit:
https://knowledgewebcasts.com/know-portfolio/finra-arbitration-and-enforcement-cle-2023/
About The Knowledge Group
Founded in November 2006, The Knowledge Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, human resources professionals, technology officers, and business consultants in a wide range of industries.
The Knowledge Group strives to be the best-in-class provider of continuing education by bringing forth relevant content you can’t get anywhere else.
Contact:
Therese Lumbao
Director, Member Services
The Knowledge Group, LLC
info ( @ ) theknowledgegroup dot org
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