The Knowledge Group Has Scheduled a Live Webcast on Effectively Handling an SEC Enforcement Inquiry

Top Quote The Knowledge Group, the leading producer of regulatory focused webcasts, announced today that it has scheduled a live webcast entitled: Effectively Handling an SEC Enforcement Inquiry: Practical Guide for Your Firm LIVE Webcast. End Quote
  • (1888PressRelease) July 30, 2019 - This event is scheduled on Thursday, August 15, 2019 from 12:00 pm to 2:00 pm ET.

    Event Synopsis:
    In response to the rapidly rising number of corporate scandals involving businesses and corporate executives, the Securities and Exchange Commission (SEC) continues to implement rigorous probes and enforcement actions over entities potentially violating federal securities laws. Key enforcement drivers include retail investor protection, cooperation, and the use of data analysis to identify wrongdoing.

    An in-depth understanding of how the SEC’s Division of Enforcement conducts its investigation is crucial in devising an approach that will work best for a certain type of inquiry.

    In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will present a comprehensive analysis of the SEC’s enforcement inquiry process. Speakers will also provide a practical guide on how to handle an enforcement inquiry considering the recent trends, developments, and legal issues surrounding this significant topic.

    Key topics include:
    • SEC Enforcement Inquiry Process - The Fundamentals
    • Recent Trends and Legal Developments
    • Risk Issues and Challenges
    • Best Practices in Handling a Sec Enforcement Inquiry
    • What Lies Ahead

    Faculty Panels:
    Mr. Jared L. Kopel
    Alto Litigation

    Mr. Michael D. Birnbaum
    Morrison & Foerster LLP

    Ms. Jennifer Marietta-Westberg
    Cornerstone Research

    For an updated list of the faculty panel, please visit:

    About The Knowledge Group, LLC
    The Knowledge Group is a leading provider of Continuing Legal Education, CLE, for lawyers, Continuing Professional Education, CPE, for accountants and a variety of other types of continuing education for other professions. Our mission is to deliver quality continuing education programs utilizing industry trends and the latest technology to communicate regulatory shifts and contributions made to different fields. Our insightful and engaging webcasts are brought to you by leading influencers to offer a multitude of perspectives and outlooks.

    In bringing together thought leaders, regulators, and subject matter experts from around the world, The Knowledge Group strives to be the best-in-class provider of continuing education. The experts we engage with analyze the latest trends, insights, and developments in their industries to bring forth content you can’t get anywhere else.

    We can be reached via our website, over the phone at (646) 844-0200 or email us at info ( @ ) theknowledgegroup dot org. We look forward to having you learn with The Knowledge Group.

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