Peter J. Tepley, Partner, RumbergerKirk to Speak at The Knowledge Group’s Webcast

Top Quote The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Peter J. Tepley, Partner, RumbergerKirk will speak at its webcast entitled, “FINRA Arbitration and Enforcement: A Year in Review and What Lies Ahead.” This event is scheduled for Thursday, December 9, 2021 from 12:00 pm to 1:30 pm (ET). End Quote
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    About Peter J. Tepley
    Peter Tepley focuses his practice on commercial litigation. He represents securities broker dealers, including clearing brokers, and their registered representatives in customer, employment, and industry disputes in FINRA arbitrations as well as in state and federal courts. He also represents public and private companies and their officers and directors in a variety of complex business disputes, including business torts and breach of contract cases. Peter defends businesses and individual officers and directors in class actions, including securities class actions. In addition, he represents fiduciaries and other parties in will contest and breach of fiduciary duty cases.

    About RumbergerKirk
    RumbergerKirk provides litigation and counseling services in product liability, commercial litigation, construction, IP litigation, employment, insurance coverage, professional liability and toxic torts. We understand that early case evaluation allows for better strategic planning and case management. As experienced trial lawyers, we evaluate cases as trial or settlement candidates early in the process, so our clients can settle cases without incurring the cost of an entire trial preparation. This allows them to devote the necessary resources to cases that they are anxious to try or that cannot be resolved except by trial. Offices in Florida and Alabama.

    Event Summary
    The FINRA arbitration and enforcement landscape has been continuously reshaped with rule changes as well as complications due to Covid-19 restrictions and the resulting change to remote work. Thus, all affected professionals must keep themselves abreast of the emerging updates in this space.

    In this LIVE CLE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will provide a review of FINRA Arbitration and Enforcement in 2021 and discuss what lies ahead for 2022. Speakers will discuss the challenges and changes in this space due to recent events and regulatory developments.

    Some of the major topics that will be covered in this course are:
    • FINRA Arbitration Statistics
    • Covid-19 Implications to FINRA Arbitrations
    • Areas of Regulatory Focus
    • What Lies Ahead

    About The Knowledge Group
    Founded in November 2006, The Knowledge Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, human resources professionals, technology officers, and business consultants in a wide range of industries.

    The Knowledge Group strives to be the best-in-class provider of continuing education by bringing forth relevant content you can’t get anywhere else.

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