(1888PressRelease)
May 31, 2007 - What: Wealth management firms will learn about fulfilling their fiduciary responsibilities, top compliance software options now available, and a new integrated, automated approach to solving investment policy compliance issues.
Who: Speakers include:
- Bob Skea, NorthStar Chief Operating Officer, Worldwide Field Operations
- Ed Smith, Associate Vice President, Product Services Group – Infosys Technologies Banking and Capital Markets
When: June 6, 2007 at 10:00 a.m. PT/1:00 p.m. ET
Where: Visit northstar.com to register for this free webinar.
Why: Market trends have converged to create perfect compliance storm. For example, Reg. 9 and the overturned Merrill Lynch rule pressure wealth managers at banks, brokers-dealers, and trust companies to strictly adhere to clients’ investment preferences and risk tolerance.
In addition, the explosion of new alternative investments that affluent clients prefer increases advisor workloads since traditional systems handle compliance at an account not portfolio level. Most firms today must dedicate new resources or use technology to remain compliant without sacrificing their competitive edge or client services.
The webinar introduces a new solution that automatically builds investment policy compliance into the wealth management process, helping firms reduce regulatory risk, increase productivity, and gain competitive advantage.
Attendees will be able to sign up for a risk consultation.
